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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2021-09-23
FL RA APPROVED 2018-05-07
  • PR RA
    APPROVED
    Since 2021-09-23
  • FL RA
    APPROVED
    Since 2018-05-07

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Weston, FL • United States

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weston FL 03/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-04
S66 Uniform Combined State Law Examination 2015-07-25
  • S65 Uniform Investment Adviser Law Examination
    2018-05-04
  • S66 Uniform Combined State Law Examination
    2015-07-25
Other Names
  • Alejandro Y Calderon
  • Alejandro Calderon
  • Alejandro Y Calderon
  • Alejandro Y Calderón Figueroa
  • Alejandro Ygnacio Calderon
  • Alejando Calderon Figueroa
  • Alejandro Calderon Figueroa

View on SEC IAPD

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