Kimberly Payne

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 11/2019
  Gradient Advisors, Llc
  Arden Hills, MN
• 10/2017 → 07/2018
  Gradient Positioning Systems
  Arden Hills, MN
• 10/2016 → 10/2017
  Gradient Financial Group
  Arden Hills, MN
• 01/2014 → 10/2016
  Konnexme, Llc
  Arden Hills, MN
• 11/2019 → 07/2021
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 09/2021 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 08/2021 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 08/2023 → 09/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2023 → 09/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2023 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN

Previous Registrations

• 2023-08-10 → 2023-09-27
  Cetera Investment Advisers Llc
  Saint Paul, MN
• 2021-10-01 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
• 2019-11-21 → 2021-07-26
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 2019-01-04 → 2019-11-11
  Gradient Advisors, Llc
  Arden Hills, MN

Other Businesses

NAME OF ENTITY: Celebrate Happy Studio ADDRESS: 7309 Upton Avenue South, Richfield, MN 55423 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Etsy Shop CAPACITY: Owner START DATE: 3/11/2024 DUTIES: Selling digital downloads to Etsy customers HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-03-28
• S65 Uniform Investment Adviser Law Examination
  2019-01-04

Other Names

• Kim Laura Holthus
• Kimberly Holthus
• Kimberly Laura Holthus