Inactive

Roger John Peterson

Cgn Advisors, LLC

CRD 7050316

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Employer firm

Cgn Advisors, LLC CRD 159359

$1.60B regulatory AUM 999 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cgn Advisors, Llc

512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-12-06

MN RA
APPROVED

Since 2018-12-06

Branch Locations

512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States

1303 S. Frontage Rd. #113, Hastings, MN 55033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peterson Financial Planning	Hastings	MN	12/2018	Present
Thomson Reuters	Eagan	MN	06/1994	11/2018

12/2018 → Present

Peterson Financial Planning

Hastings, MN
06/1994 → 11/2018

Thomson Reuters

Eagan, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-29

S65 Uniform Investment Adviser Law Examination

2017-12-29

Designations

Certified Financial Planner

View on SEC IAPD

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Nearby Investors

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Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MANHATTAN, KS

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