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Thomas Shay Cole

J.P. Morgan Securities LLC

Danbury, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-02-07
TX RA APPROVED 2020-02-07
  • CT RA
    APPROVED
    Since 2020-02-07
  • TX RA
    APPROVED
    Since 2020-02-07

Branch Locations

99 Federal Rd, Danbury, CT 06811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America Tarrytown NY 12/2018 05/2019
University Of Vermont Burlington VT 08/2013 05/2018
Park Avenue Securities Tarrytown NY 11/2018 12/2019
Hudson Financial Group Tarrytown NY 12/2018 11/2019
Outhouse Orchards North Salem NY 05/2018 08/2019
Blackwatch Burlington VT 12/2017 05/2018
Minners Designs Cross River NY 05/2017 08/2017
J.P Morgan Securities Llc Danbury  CT 03/2021 Present
Jpmorgan Chase Bank, N.A. Danbury  CT 03/2021 Present
J.P Morgan Securities Llc Southport CT 01/2020 03/2021
  • 12/2018 → 05/2019
    Guardian Life Insurance Company Of America
    Tarrytown, NY
  • 08/2013 → 05/2018
    University Of Vermont
    Burlington, VT
  • 11/2018 → 12/2019
    Park Avenue Securities
    Tarrytown, NY
  • 12/2018 → 11/2019
    Hudson Financial Group
    Tarrytown, NY
  • 05/2018 → 08/2019
    Outhouse Orchards
    North Salem, NY
  • 12/2017 → 05/2018
    Blackwatch
    Burlington, VT
  • 05/2017 → 08/2017
    Minners Designs
    Cross River, NY
  • 03/2021 → Present
    J.P Morgan Securities Llc
    Danbury , CT
  • 03/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Danbury , CT
  • 01/2020 → 03/2021
    J.P Morgan Securities Llc
    Southport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-05
  • S66 Uniform Combined State Law Examination
    2020-02-05

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Danbury, CT
WELLS FARGO CLEARING SERVICES, LLC · DANBURY, CT
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AMERIPRISE FINANCIAL SERVICES, LLC · Danbury, CT
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