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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-06
TX RA APPROVED_RES 2022-01-06
FL RA APPROVED 2019-09-05
  • NY RA
    APPROVED
    Since 2022-01-06
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • FL RA
    APPROVED
    Since 2019-09-05

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Pompano Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Banking Montreal 04/2005 06/2017
Rbc Capital Markets, Llc Fort Lauderdale FL 11/2018 Present
Unemployed Austin TX 06/2017 11/2018
  • 04/2005 → 06/2017
    Rbc Private Banking
    Montreal
  • 11/2018 → Present
    Fort Lauderdale, FL
  • 06/2017 → 11/2018
    Unemployed
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-04
  • S66 Uniform Combined State Law Examination
    2019-09-04

View on SEC IAPD

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