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Joshua Sargeant

Charles Schwab & Co., Inc.

Naperville, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-18
  • IL RA
    APPROVED
    Since 2025-06-18

Branch Locations

19 West Chicago Ave, Naperville, IL 60540-5301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Skokie IL 11/2018 06/2019
Aerotek Oakbrook Terrace IL 02/2018 11/2018
Pnc Bank Chicago IL 10/2016 02/2018
William Grant & Sons Us Chicago IL 11/2022 06/2023
Lettuce Entertain You Enterprises Chicago IL 07/2021 12/2022
Gibsons Restaurant Group Chicago IL 05/2019 06/2021
Four Seasons Hotel Chicago IL 06/2023 02/2024
J.P. Morgan Securities Llc Elgin IL 04/2024 06/2025
1146 Operations Llc Chicago IL 03/2024 11/2024
Compass Group Usa Chicago IL 05/2019 05/2019
Gemini Grill Chicago IL 03/2024 11/2024
Za Za Trattoria St. Charles IL 11/2024 Present
Charles Schwab & Co., Inc. Naperville IL 06/2025 Present
Charles Schwab Bank, Ssb Naperville IL 01/2026 Present
  • 11/2018 → 06/2019
    Northwestern Mutual Life Insurance Company
    Skokie, IL
  • 02/2018 → 11/2018
    Aerotek
    Oakbrook Terrace, IL
  • 10/2016 → 02/2018
    Pnc Bank
    Chicago, IL
  • 11/2022 → 06/2023
    William Grant & Sons Us
    Chicago, IL
  • 07/2021 → 12/2022
    Lettuce Entertain You Enterprises
    Chicago, IL
  • 05/2019 → 06/2021
    Gibsons Restaurant Group
    Chicago, IL
  • 06/2023 → 02/2024
    Four Seasons Hotel
    Chicago, IL
  • 04/2024 → 06/2025
    J.P. Morgan Securities Llc
    Elgin, IL
  • 03/2024 → 11/2024
    1146 Operations Llc
    Chicago, IL
  • 05/2019 → 05/2019
    Compass Group Usa
    Chicago, IL
  • 03/2024 → 11/2024
    Gemini Grill
    Chicago, IL
  • 11/2024 → Present
    Za Za Trattoria
    St. Charles, IL
  • 06/2025 → Present
    Charles Schwab & Co., Inc.
    Naperville, IL
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Naperville, IL
Other Businesses

1) ZaZa Trattoria | Investment Related:No|5 S 1st st|Restaurant/Food Services|Bartender|2024-11-01|20-40|0|Make people drinks, get them food, take orders and provide general hospitality.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
S63 Uniform Securities Agent State Law Examination 2024-07-17
  • S66 Uniform Combined State Law Examination
    2025-06-18
  • S63 Uniform Securities Agent State Law Examination
    2024-07-17
Other Names
  • Joshua D Sargeant
  • Joshua David Sargeant

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
SIKICH FINANCIAL · Naperville, IL

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