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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • LA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Dover Boulevard Suite 100, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Lafayette LA 11/2018 11/2024
Performance Contractors, Inc. Baton Rouge LA 03/2017 11/2018
Mmr Group Baton Rouge LA 03/2015 03/2017
Louisiana State University Baton Rouge LA 08/2011 05/2017
Prudential Insurance Company Of America Lafayette LA 10/2019 Present
Lpl Enterprise, Llc Lafayette LA 11/2024 Present
  • 11/2018 → 11/2024
    Lafayette, LA
  • 03/2017 → 11/2018
    Performance Contractors, Inc.
    Baton Rouge, LA
  • 03/2015 → 03/2017
    Mmr Group
    Baton Rouge, LA
  • 08/2011 → 05/2017
    Louisiana State University
    Baton Rouge, LA
  • 10/2019 → Present
    Prudential Insurance Company Of America
    Lafayette, LA
  • 11/2024 → Present
    Lafayette, LA
Previous Registrations
Other Businesses

1) 09/06/2024- Junior Achievement of Acadiana-Non-Profit Board Member-Junior Achievement of Acadiana is a Non Profit organization that focuses on providing access to financial/business literacy for underserved youth in the community. I am a board member of the Acadiana chapter. Responsibilities include attending meetings, helping to organize events, and managing the entities operations. I also volunteer with the organization by going to events to act as a mentor for the youth in the area.- Not INV related- At Lafayette, LA- Start date 09/01/2022- 2 HRS MTH- 2 HRS During Trading 2) 09/06/2024- Pinnacle Group, Insurance & Financial Services-DBA for LPL Business (entity for LPL business)- Financial Planner through DBA- INV Related- At Lafayette, LA- Start date 10/03/2019- 160 HRS MTH- 160 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13

View on SEC IAPD

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