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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-20
MN RA APPROVED 2023-07-10
  • WI RA
    APPROVED
    Since 2025-08-20
  • MN RA
    APPROVED
    Since 2023-07-10

Branch Locations

3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States

122 W 2Nd St Ste 14, Winona, MN 55987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 03/2023
Midtown Foods Winona MN 07/2018 11/2018
American Family Insurance Winona MN 05/2017 07/2018
State Farm Insurance Rochester MN 05/2016 05/2017
Midtown Foods Winona MN 03/2016 09/2016
Ameriprise Financial Services, Llc Rochester MN 07/2023 Present
Unemployed Winona MN 04/2023 07/2023
  • 12/2018 → 03/2023
    St Louis, MO
  • 07/2018 → 11/2018
    Midtown Foods
    Winona, MN
  • 05/2017 → 07/2018
    American Family Insurance
    Winona, MN
  • 05/2016 → 05/2017
    State Farm Insurance
    Rochester, MN
  • 03/2016 → 09/2016
    Midtown Foods
    Winona, MN
  • 07/2023 → Present
    Rochester, MN
  • 04/2023 → 07/2023
    Unemployed
    Winona, MN
Previous Registrations
  • 2019-03-26 → 2023-04-27
    Winona, MN
    St Louis, MO
    Tempe, AZ
    Winona, MN
Other Businesses

Outside Employment; Local Public Schools Official Contracts; Volleyball Referee for local middle school/highschool level matches. Home school pays the reffing fees for the match.; Highschool Level Volleyball Referee; Winona Area Public Schools, , Winona, MN, 55987; Not Investment-Related; 09/19/2023; 1 to 9 hours per month; 0 during trading hours / Ikigai Operations LLC; Associate Financial Advisor; Associate Financial Advisor; 3038 Jeremiah Ln, , Rochester, MN, 55901; Investment-Related; 10/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2019-03-23
Other Names
  • Aaron M Thurow

View on SEC IAPD

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