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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Concepts Inc. | Appleton | WI | 11/2018 | Present |
| Att | Appleton | WI | 04/2008 | 11/2018 |
| Planning Concepts, Inc | Appleton | WI | 12/2020 | Present |
| Harbour Investments, Inc | Madison | WI | 12/2020 | Present |
1)Planning Concepts, Inc. - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-15 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-05 |
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