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Mary Kate Mccague

J.P. Morgan Securities LLC

New York, NY

CRD 7046352

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-06
TX RA APPROVED 2026-03-06
  • NY RA
    APPROVED
    Since 2026-03-06
  • TX RA
    APPROVED
    Since 2026-03-06

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Greenwich CT 09/2018 11/2020
Jpmorgan Chase Bank Na Greenwich CT 09/2018 11/2020
Manpower Greenwich CT 11/2016 04/2017
Christopher Nolan/ Do's Greenwich CT 03/2015 03/2017
Jp Morgan New York NY 04/2017 09/2018
Jpmorgan Chase Bank Na New York NY 11/2020 Present
Jpmorgan Securities Llc New York NY 11/2020 Present
  • 09/2018 → 11/2020
    Jpmorgan Securities Llc
    Greenwich, CT
  • 09/2018 → 11/2020
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 11/2016 → 04/2017
    Manpower
    Greenwich, CT
  • 03/2015 → 03/2017
    Christopher Nolan/ Do's
    Greenwich, CT
  • 04/2017 → 09/2018
    Jp Morgan
    New York, NY
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 11/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
Other Businesses

Entity Name: Mary Kate McCague Investment related: No Address: Brooklyn, NY 11211 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The nature of the business is reselling of items on Ebay and Poshmark. The primary category of expected sales includes clothing. My prior work experience was in the fashion industry. My responsibilities will be sourcing items, listing them, and then shipping. My responsibilities at this outside interest is not similar to my role at JP Morgan. There is no connection to JPMC. "

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
S63 Uniform Securities Agent State Law Examination 2020-07-27
  • S66 Uniform Combined State Law Examination
    2026-03-06
  • S63 Uniform Securities Agent State Law Examination
    2020-07-27
Other Names
  • Mk Mccague
  • Kate Mccague

View on SEC IAPD

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