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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-06 |
| TX | RA | APPROVED | 2026-03-06 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Greenwich | CT | 09/2018 | 11/2020 |
| Jpmorgan Chase Bank Na | Greenwich | CT | 09/2018 | 11/2020 |
| Manpower | Greenwich | CT | 11/2016 | 04/2017 |
| Christopher Nolan/ Do's | Greenwich | CT | 03/2015 | 03/2017 |
| Jp Morgan | New York | NY | 04/2017 | 09/2018 |
| Jpmorgan Chase Bank Na | New York | NY | 11/2020 | Present |
| Jpmorgan Securities Llc | New York | NY | 11/2020 | Present |
Entity Name: Mary Kate McCague Investment related: No Address: Brooklyn, NY 11211 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The nature of the business is reselling of items on Ebay and Poshmark. The primary category of expected sales includes clothing. My prior work experience was in the fashion industry. My responsibilities will be sourcing items, listing them, and then shipping. My responsibilities at this outside interest is not similar to my role at JP Morgan. There is no connection to JPMC. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-27 |
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