Best Investors Account Sign in

Clayton J Caggiano

Morgan Stanley

New York, NY

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-18
TX RA APPROVED 2025-11-18
  • NY RA
    APPROVED
    Since 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-18

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Private Wealth Management New York NY 11/2018 06/2025
Thad Gray For State Treasurer Southington CT 06/2018 11/2018
Barnum Financial Group Shelton CT 06/2017 07/2017
Roger Williams University Office Of Admissions Bristol RI 08/2015 01/2017
School Bristol CT 08/2001 05/2018
Morgan Stanley New York NY 11/2025 Present
Student Bristol CT 08/2010 01/2017
N/A N/A NY 06/2025 11/2025
  • 11/2018 → 06/2025
    Bernstein Private Wealth Management
    New York, NY
  • 06/2018 → 11/2018
    Thad Gray For State Treasurer
    Southington, CT
  • 06/2017 → 07/2017
    Barnum Financial Group
    Shelton, CT
  • 08/2015 → 01/2017
    Roger Williams University Office Of Admissions
    Bristol, RI
  • 08/2001 → 05/2018
    School
    Bristol, CT
  • 11/2025 → Present
    Morgan Stanley
    New York, NY
  • 08/2010 → 01/2017
    Student
    Bristol, CT
  • 06/2025 → 11/2025
    N/A
    N/A, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2019-05-14
  • S66 Uniform Combined State Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2019-05-14
Other Names
  • Clayton Jeffrey Caggiano

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor