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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-22 |
Branch Locations
775 Ridge Lake Blvd, Memphis, TN 38120 • United States
Arlington, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mallory Alexander International Logistics | Memphis | TN | 01/2018 | 04/2019 |
| Vanguard Soap Llc | Memphis | TN | 04/2017 | 01/2018 |
| Alsac / St Jude | Memphis | TN | 11/2008 | 04/2017 |
| Thrivent Investment Management Inc | Memphis | TN | 02/2019 | Present |
| Thrivent Financial | Appleton | WI | 04/2019 | 06/2019 |
| Thrivent Financial | Appleton | WI | 06/2019 | Present |
KIWANIS CLUB OF NORTHEAST SHELBY COUNTY FOUNDATION POSITION: Board member at large NATURE: Kiwanis helps raise funds and awareness for northeast Shelby County, TN needs such as the Free Arlington Food Pantry, Backpack lunches for students in need, and the school summer lunch program. Other ad hoc support is offered as requested by community residents. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: PO Box 492, Arlington TN 38002, United States DESCRIPTION: Board member at large. I was just elected to serve on the Board in October 2020 to participate in setting Club objectives, calendar events, and coordinate participation in community events. I will abstain from voting on allocation of funds and will not provide specific investment advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-06 |
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