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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-05
  • CA RA
    APPROVED
    Since 2024-01-05

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Burbank CA 11/2018 04/2019
Jpmorgan Chase Bank, N.A. Burbank CA 11/2018 04/2019
Citibank, N.A. Los Angeles CA 04/2017 11/2018
Toyota Of The Desert Cathedral City CA 09/2016 01/2017
Ken Gariff Automotive Group-Hamer Honda Reseda CA 09/2016 01/2017
Unemployed Indio CA 02/2017 03/2017
Sifel, Nicholaus & Company Los Angeles CA 04/2019 10/2020
Ubs Financial Services El Segundo CA 10/2020 11/2023
Evoke Advisors Los Angeles CA 11/2023 12/2023
Ubs Financial Services Inc. El Segundo CA 01/2024 Present
  • 11/2018 → 04/2019
    J.P. Morgan Securities Llc
    Burbank, CA
  • 11/2018 → 04/2019
    Jpmorgan Chase Bank, N.A.
    Burbank, CA
  • 04/2017 → 11/2018
    Citibank, N.A.
    Los Angeles, CA
  • 09/2016 → 01/2017
    Toyota Of The Desert
    Cathedral City, CA
  • 09/2016 → 01/2017
    Ken Gariff Automotive Group-Hamer Honda
    Reseda, CA
  • 02/2017 → 03/2017
    Unemployed
    Indio, CA
  • 04/2019 → 10/2020
    Sifel, Nicholaus & Company
    Los Angeles, CA
  • 10/2020 → 11/2023
    Ubs Financial Services
    El Segundo, CA
  • 11/2023 → 12/2023
    Los Angeles, CA
  • 01/2024 → Present
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    2019-02-01
Other Names
  • Violeta Ivanova Mollova
  • Violeta Mollova

View on SEC IAPD

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