Daniel John Klein

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

MN RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

7701 France Avenue South Suite 120, Edina, MN 55435 • United States

Advisornet Wealth Partners

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-12-21

MN RA
APPROVED

Since 2021-12-21

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

7701 France Avenue S., Suite 120, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Advanced Wealth Management Group, Inc.	Minneapolis	MN	02/2005	11/2021
Advisornet Wealth Partners	Minneapolis	MN	11/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
02/2005 → 11/2021

Advanced Wealth Management Group, Inc.

Minneapolis, MN
11/2021 → Present

Advisornet Wealth Partners

Minneapolis, MN
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-11-29 → 2021-11-23

Advanced Wealth Management Group, Inc.

Minneapolis, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/08/2016; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: AGENT OFFERING LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 11/2021 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 02/2005; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-15

S66 Uniform Combined State Law Examination

2007-03-15

Designations

Certified Financial Planner

View on SEC IAPD