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John C Ramey

Hilltop Securities Inc.

Plano, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-25
  • TX RA
    APPROVED
    Since 2021-08-25

Branch Locations

5601 Granite Parkway Suite 305, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 11/2018 04/2021
Unemployed Dallas TX 06/2017 10/2018
Industrial Alliance Toronto 11/2009 05/2017
Hilltop Securities Inc. Dallas TX 04/2021 Present
  • 11/2018 → 04/2021
    Td Ameritrade
    Southlake, TX
  • 06/2017 → 10/2018
    Unemployed
    Dallas, TX
  • 11/2009 → 05/2017
    Industrial Alliance
    Toronto
  • 04/2021 → Present
    Hilltop Securities Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-24
S63 Uniform Securities Agent State Law Examination 2019-01-14
  • S65 Uniform Investment Adviser Law Examination
    2021-08-24
  • S63 Uniform Securities Agent State Law Examination
    2019-01-14
Other Names
  • John Charles Schwartz
  • John Charles Ramey-Schwartz
  • John Charles Ramey

View on SEC IAPD

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