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4801 Westown Parkway, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-05 |
| IA | RA | APPROVED | 2019-08-13 |
Branch Locations
4801 Westown Parkway, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Services | West Des Moines | IA | 11/2018 | 03/2019 |
| Mcpherson College | Mcpherson | KS | 03/2012 | 07/2018 |
| Lpl Financial, Llc | West Des Moines | IA | 11/2018 | Present |
| Unemployed | Earlham | IA | 08/2018 | 10/2018 |
| Compass Financial Services | West Des Moines | IA | 07/2019 | Present |
1. 4/29/2019 - COMPASS FINANCIAL SERVICES INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/11/2019 - Brokers Clearing House - Investment related - At reported business location(s) - Non-Variable Insurance - start date:09/02/2019 - 5 hrs/mo - 5 hrs during trading. 3. 2/5/2020 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/31/2019 - 50 Hours Per Month During Securities Trading - I provide investment advisory services through Compass Financial Services, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/03/2021 - Waukee Community School District - Not Investment Related - 655 N 10th St, Waukee, IA 50263 - Outside/W-2 Employment - Start Date: 08/03/2020 - 32 Hours Per Month/0 Hours During Securities Trading - Assistant Football Coach.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-17 |
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