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Justin L Nixon

LPl Enterprise, LLC

New York, NY

Newark, NJ

CRD 7044391

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-15
NY RA APPROVED 2026-02-11
  • NJ RA
    APPROVED
    Since 2026-06-15
  • NY RA
    APPROVED
    Since 2026-02-11

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Newark, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc New York NY 08/2025 Present
Legendary Financial Group, Llc Newark NJ 03/2021 Present
Massmutual Warren NJ 05/2019 12/2019
Northwestern Mutual Clinton NJ 12/2018 05/2019
American Income Life Edison NJ 03/2016 12/2018
Unemployed Newark NJ 12/2019 03/2021
  • 08/2025 → Present
    Lpl Enterprise Llc
    New York, NY
  • 03/2021 → Present
    Legendary Financial Group, Llc
    Newark, NJ
  • 05/2019 → 12/2019
    Massmutual
    Warren, NJ
  • 12/2018 → 05/2019
    Northwestern Mutual
    Clinton, NJ
  • 03/2016 → 12/2018
    American Income Life
    Edison, NJ
  • 12/2019 → 03/2021
    Unemployed
    Newark, NJ
Other Businesses

1. 07/23/2025 - Legendary Financial Group, LLC - Non-Variable Insurance - Inv Related - Newark, NJ - Start Date 11/01/2023 - 15hrs/MTH 5hrs/MTH During Trading 2. 07/23/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Newark, NJ - Start Date 07/18/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 07/23/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Newark, NJ - Start Date 07/18/2025 - 160hrs/MTH 160hrs/MTH During Trading 4. 03/06/2026-Prudential Sponsored Non-Variable Insurance-Financial Planner-Non-Variable Insurance/Insurance Agency-Inv related-At Newark, NJ-Start date 07/18/2025-160hrs/mth-160hrs/mth during trading 5. 03/09/2026-Jus Financial, LLC-Medicare/Medicaid Agent-Non-Variable Insurance-Inv related-At Newark, NJ-Start date 11/01/2023-15hrs/mth-5hrs/mth during trading 6. 03/10/2026-Jus Financial, LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/05/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-09
S63 Uniform Securities Agent State Law Examination 2025-06-23
  • S65 Uniform Investment Adviser Law Examination
    2026-02-09
  • S63 Uniform Securities Agent State Law Examination
    2025-06-23
Other Names
  • Justin Lloyd Nixon
  • Justin Nixon

View on SEC IAPD

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