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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

85 Broad Street 10Th Floo, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 12/2018 10/2021
Hsbc Securities (Usa) Inc. New York NY 01/2019 10/2021
Silvertsreet Re New York NY 05/2018 12/2018
Empyreal Realty Brooklyn NY 01/2018 04/2018
Keller Williams Tribeca New York NY 01/2017 01/2018
Keller Williams Eastside Kirkland WA 07/2015 12/2016
Infinex Investments, Inc. Meriden CT 10/2021 Present
Popular Bank New York NY 10/2021 Present
  • 12/2018 → 10/2021
    Hsbc Bank Usa, N.A.
    New York, NY
  • 01/2019 → 10/2021
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 05/2018 → 12/2018
    Silvertsreet Re
    New York, NY
  • 01/2018 → 04/2018
    Empyreal Realty
    Brooklyn, NY
  • 01/2017 → 01/2018
    Keller Williams Tribeca
    New York, NY
  • 07/2015 → 12/2016
    Keller Williams Eastside
    Kirkland, WA
  • 10/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 10/2021 → Present
    Popular Bank
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-13
S63 Uniform Securities Agent State Law Examination 2019-02-21
  • S66 Uniform Combined State Law Examination
    2024-11-13
  • S63 Uniform Securities Agent State Law Examination
    2019-02-21

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