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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-21
NH RA APPROVED 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-21
  • NH RA
    APPROVED
    Since 2024-05-09

Branch Locations

215 Main Street, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 05/2024
Putnam Investments Andover MA 12/2017 09/2018
Fidelity Investments Merrimack NH 06/2016 12/2017
Raymond James Financial Services, Inc. Salem NH 05/2024 Present
Raymond James Financial Services Advisors, Inc. Salem NH 05/2024 Present
  • 12/2018 → 05/2024
    St Louis, MO
  • 12/2017 → 09/2018
    Putnam Investments
    Andover, MA
  • 06/2016 → 12/2017
    Fidelity Investments
    Merrimack, NH
  • 05/2024 → Present
    Raymond James Financial Services, Inc.
    Salem, NH
  • 05/2024 → Present
    Salem, NH
Previous Registrations
  • 2019-02-05 → 2024-05-10
    Atkinson, NH
    St Louis, MO
    Hampstead, NH
    Plaistow, NH
Other Businesses

(1) Name of Business: Adviser Consulting Address: 34 Hemlock Cir, SANDOWN , NH, 03873, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My partner Tyler Lavoie and myself would like to have a separate consulting business which we would market (not in conjunction with Raymond James) to newer Financial Adviser's/Planners that are 1-3 years in the business on how to start a successful career as FA ( coaching on: prospecting,sales, meetings, mindset, orgnaization, avoiding pitfalls ect) (2) Name of Business: Guardian Financial LLC Address: 215 Main St, Salem, NH, 03079-3187, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/09/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of support company (3) Name of Business: Hammond Financial LLC Address: 215 Main St, Salem, NH, 03079-3187, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/09/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of the LLC (4) Name of Business: Oyster Catcher Dr., LLC Address: 5801 Oyster Catcher Dr #832, North Myrtle Beach, SC, 29582, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I manage the property via AIRBNB & VRBO \n\n-accepting bookings\n-coordinating cleaning services to come in\n-coordinating with repairs\n-accepting payments \n-paying expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-02
  • S66 Uniform Combined State Law Examination
    2019-02-02
Designations

View on SEC IAPD

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