Curtis Lucas

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-07-11
TX	RA	APPROVED	2022-07-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2018	07/2022
Yelp	New York	NY	06/2017	11/2018
Tuition Management Systems	Warwick	RI	07/2015	06/2017
Johnson & Wales University	Charlotte	NC	09/2010	05/2017
Bank Of America, N.A.	New York	NY	11/2018	07/2022
Morgan Stanley Smith Barney Llc	New York	NY	07/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2022	Present

11/2018 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2017 → 11/2018

Yelp

New York, NY
07/2015 → 06/2017

Tuition Management Systems

Warwick, RI
09/2010 → 05/2017

Johnson & Wales University

Charlotte, NC
11/2018 → 07/2022

Bank Of America, N.A.

New York, NY
07/2022 → Present

Morgan Stanley Smith Barney Llc

New York, NY
07/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-01

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