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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-04-04 |
Branch Locations
3089 44Th St Sw, Grandville, MI 49418 • United States
300 S Adams St, Newaygo, MI 49337 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bancorp | Grand Rapids | MI | 08/2011 | 06/2018 |
| Drummond Capital | Grandville | MI | 06/2018 | Present |
| First Heartland Capital Inc | Lake St. Louis | MO | 01/2019 | Present |
Clearwater Wealth Management - Investment related - Marketing of insurance and financial services - Start 1/1/21. First Heartland Consultants, Inc. - Investment related - IAR - Investment Advisory Services - Start 4/4/19. Drummond Capital Management Group, LLC - Not Investment Related - Used for credit union relationships - Start 1/26/23. Gerber Federal Credit Union Investment Services - Investment Related - DBA used for marketing financial services at the credit union - Start 4/4/19. First Heartland Corporation Inc - Investment related - Agent/broker - Marketing of insurance - Start 2/10/23. National Dodgeball Association - Not investment related - Board member - Organization develops and promotes competitive dodgeball in the U.S. - Start 3/10/23. Licensed Insurance Agent - Investment Related - Agent/broker - Medicare sales - Start 1/1/24. Arbor Financial Credit Union Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. Arbor Financial Wealth Management Services - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. PFCU Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24. UM Credit Union Wealth Management - Investment Related - DBA used for marketing financial services at the credit union - Start 9/5/24.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-11 |
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