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455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-01 |
Branch Locations
810 Seventh Avenue Suite 615, New York, NY 10019 • United States
455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Nations Federal Credit Union Advisors | New York | NY | 04/2018 | 10/2022 |
| State Farm Mutual Insurance Company | Douglaston | NY | 04/2016 | 04/2018 |
| Korean Hope Evangelical Church Of New York | Bayside | NY | 06/2008 | 01/2018 |
| Communityamerica Financial Solutions, Llc | Lenexa | KS | 11/2018 | 04/2019 |
| Robertson Stephens Wealth Management, Llc | New York | NY | 11/2022 | 01/2025 |
| Robertson Stephens Wealth Management, Llc | New York | NY | 01/2025 | Present |
| Robertson Stephens Capital Markets, Llc | New York | NY | 02/2026 | Present |
1.)Sapientia Planning LLC; investment-related; Rental Property; 36-30 208th street, Bayside NY 11361; LLC for Rental Properties; Owner/Principal; Started 05/2022; Devotes 4 hrs/month; Property management as needed, upkeep of book/financial records, bill tenants, pay monthly management fees, etc. 2.)Robertson Stephens Wealth Management, LLC; Yes; 455 Market St Ste 1450, San Francisco, CA 94105; Affiliated RIA; Investment Advisor Representative; November 2022; 165; 132; Investment Advisor 3.)Robertson Stephens Capital Markets, LLC; Yes; 810 7th Avenue, Suite 615, New York, NY 10019; Broker Dealer; Registered Representative; February 2026; 9, 9; Registered Representative 4.) 415 Insurance Solutions, LLC; Investment Related; 810 7th Avenue, Suite 1700, New York, NY 10019; Insurance Agency; Vice President; Designated Responsible Licensed Producer; Started July 2026; Devotes appr. 4 hours a month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-08 |
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