Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Natives Group | New York | NY | 06/2017 | 11/2018 |
| William Lee Richardson | New York | NY | 12/2018 | 06/2021 |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2018 | 06/2021 |
| Hobart And William Smith Colleges | Geneva | NY | 08/2013 | 05/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 06/2021 | Present |
| Jpmorgan Securities Llc | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-23 |
Reach out to this advisor