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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investlinc Wealth Services | Anaheim | CA | 11/2015 | 11/2023 |
| Self-Employed | Huntington Beach | CA | 11/2003 | 02/2024 |
| Windawi & Associates | Tustin | CA | 02/2024 | Present |
| Lpl Financial | Tustin | CA | 02/2024 | Present |
1- 02/2024 / Property Management / Real Estate Rental / Investment Related / 2 hrs mth / 0 hrs during trading / Start date: 03/01/2022 2- 02/2024 / Windawi and Associates / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-01 |
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