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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-02
  • MN RA
    APPROVED
    Since 2023-02-02

Branch Locations

130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 11/2018 08/2022
Infosec Insititute Madison WI 02/2018 11/2018
The Wisconsin Club Milwaukee WI 08/2015 11/2017
Summit Wealth Advocates, Llc Prior Lake MN 08/2022 01/2023
Charles Schwab & Co., Inc. Wayzata MN 01/2023 Present
Charles Schwab Bank, Ssb Wayzata MN 01/2023 Present
N/A Madison WI 11/2017 02/2018
  • 11/2018 → 08/2022
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 02/2018 → 11/2018
    Infosec Insititute
    Madison, WI
  • 08/2015 → 11/2017
    The Wisconsin Club
    Milwaukee, WI
  • 08/2022 → 01/2023
    Summit Wealth Advocates, Llc
    Prior Lake, MN
  • 01/2023 → Present
    Wayzata, MN
  • 01/2023 → Present
    Charles Schwab Bank, Ssb
    Wayzata, MN
  • 11/2017 → 02/2018
    N/A
    Madison, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-05-06
Designations
Other Names
  • Mat Thomsen
  • Mathew Thomsen

View on SEC IAPD

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