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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-02 |
Branch Locations
130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States
3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 11/2018 | 08/2022 |
| Infosec Insititute | Madison | WI | 02/2018 | 11/2018 |
| The Wisconsin Club | Milwaukee | WI | 08/2015 | 11/2017 |
| Summit Wealth Advocates, Llc | Prior Lake | MN | 08/2022 | 01/2023 |
| Charles Schwab & Co., Inc. | Wayzata | MN | 01/2023 | Present |
| Charles Schwab Bank, Ssb | Wayzata | MN | 01/2023 | Present |
| N/A | Madison | WI | 11/2017 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-06 |
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