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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-08-19 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
648 Long Point Rd, Mount Pleasant, SC 29464 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Charleston | SC | 11/2018 | 04/2021 |
| Nylife Securities Llc | Charleston | SC | 12/2018 | 04/2021 |
| Gnc | Elyria | OH | 07/2018 | 10/2018 |
| Avon School Of Music | Lorain | OH | 05/2012 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Mt. Pleasant | SC | 09/2022 | 07/2024 |
| Wells Fargo Bank, Na | Mt. Pleasant | SC | 09/2022 | 07/2024 |
| Liberty Mutual | Boston | MA | 03/2021 | 06/2022 |
| Unemployed | Mount Pleasant | SC | 06/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Pleasant | SC | 07/2024 | 07/2025 |
| Bank Of America, N.A. | Mount Pleasant | SC | 08/2024 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-25 |
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