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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-06 |
| NY | RA | APPROVED | 2024-04-15 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2019 | 04/2021 |
| Wells Fargo Advisors | New York | NY | 10/2018 | 03/2019 |
| Ricardo Gonzalez Painting | New Rochelle | NY | 05/2018 | 09/2018 |
| Trump Golf Links At Ferry Point | Bronx | NY | 05/2014 | 12/2017 |
| Baruch College | New York | NY | 01/2015 | 05/2018 |
| Morgan Stanley | New York | NY | 02/2022 | 04/2024 |
| Obsidian Capital Group | Middletown | DE | 04/2021 | 02/2022 |
| Ubs Financial Services Inc. | New York | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-05 |
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