Xingchen Yu

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2019-02-15

NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2019-02-15

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2018	Present
United Nations	New York	NY	11/2017	08/2018
Columbia University	New York	NY	08/2016	11/2017

11/2018 → Present

Ubs Financial Services Inc

New York, NY
11/2017 → 08/2018

United Nations

New York, NY
08/2016 → 11/2017

Columbia University

New York, NY

Other Businesses

1) Salt Brook Condo Association/ 1371 Springfield Ave, New Providence, NJ, 07974/ collect HOA fees; write checks to vendors to pay for projects on the property; monitor account balance./ start date: 7/6/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-04

S66 Uniform Combined State Law Examination

2019-02-04

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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