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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
NJ RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-03-29
  • NJ RA
    APPROVED
    Since 2018-12-07

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 11/2018 Present
Cartesian Capital Group New York NY 07/2013 11/2018
  • 11/2018 → Present
    Neuberger Berman
    New York, NY
  • 07/2013 → 11/2018
    Cartesian Capital Group
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-25
  • S63 Uniform Securities Agent State Law Examination
    2019-02-25
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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