Robert Brown

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 11/2018
  Navy Federal Credit Union
  Pensacola, FL
• 09/2020 → 11/2024
  Jp Morgan Securities, Llc
  Lady Lake, FL
• 09/2020 → 11/2024
  Jp Morgan Chase Bank, N.A.
  Lady Lake, FL
• 05/2011 → 11/2018
  Navy Federal Brokerage Services, Llc
  Pensacola, FL
• 12/2018 → 09/2020
  Navy Federal Brokerage Services, Llc
  Kaneohe, HI
• 12/2018 → 09/2020
  Navy Federal Credit Union
  Kaneohe, HI
• 11/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Villages, FL
• 01/2025 → Present
  Bank Of America, N.A.
  The Villages, FL

Previous Registrations

• 2020-09-21 → 2024-11-16
  J.P. Morgan Securities Llc
  Lady Lake, FL
  The Villages, FL
  Lady Lake, FL
• 2017-01-04 → 2020-09-04
  Navy Federal Investment Services, Llc
  Belle Chasse, LA
  Vienna, VA
  Pensacola, FL
  New Orleans, LA
  Belle Chasse, LA
  Gulf Breeze, FL
  Honolulu, HI
• 2011-09-06 → 2017-01-04
  Navy Federal Asset Management, Llc
  Belle Chasse, LA
  Pensacola, FL
  Vienna, VA
  New Orleans, LA
• 2005-08-25 → 2006-03-17
  Citigroup Global Markets Inc.
  Pensacola, FL
  Pensacola, FL

Other Businesses

I*: 2605282Entity Type: Fiduciary roleName of OBA: The MO and DC Revocable Trust Dated 9/8/2020Address: Pace, FL 32571Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 07/08/2025Number of Hours: 1 hr wklyNumber of Hours during trading: 0Duties: Power of Attorney/Child/GrandchildI*: 2605287Entity Type: Fiduciary roleName of OBA: The MO and DC Revocable Trust Dated September 8th 2020Address: Pace, FL 32571Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 07/08/2025Number of Hours: 1 hr wklyNumber of Hours during trading: 0 Duties: Successor Trustee/Child/Grandchild I*3051267 Entity Type: N/A Name of OBA:MO and DC Revocable Trust Address:Pace Florida Investment Related:No Position, Title, Association:Trustee Start Date:08/13/2025 No Hours: 2 Weekly No Hours during trading:0 Weekly Duties:Trustee for Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2011-07-01
• S65 Uniform Investment Adviser Law Examination
  2005-08-19
• S63 Uniform Securities Agent State Law Examination
  2005-06-02

Other Names

• Robert Allen Brown