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Gabrielle Laing Dubose

Ubs Financial Services Inc.

Houston, TX

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-30
  • TX RA
    APPROVED
    Since 2023-11-30

Branch Locations

Houston, TX • United States

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bucknell University Lewisburg PA 08/2014 06/2018
Avalon Advisors, Llc Houston TX 05/2017 08/2017
Bucknell University Lewisburg PA 08/2017 12/2017
N/A Pistoia 06/2018 07/2018
N/A The Woodlands TX 08/2018 11/2018
Ubs Financial Services, Inc. Houston TX 11/2018 Present
  • 08/2014 → 06/2018
    Bucknell University
    Lewisburg, PA
  • 05/2017 → 08/2017
    Avalon Advisors, Llc
    Houston, TX
  • 08/2017 → 12/2017
    Bucknell University
    Lewisburg, PA
  • 06/2018 → 07/2018
    N/A
    Pistoia
  • 08/2018 → 11/2018
    N/A
    The Woodlands, TX
  • 11/2018 → Present
    Ubs Financial Services, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2023-11-30

View on SEC IAPD

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