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Jose Carlos Castaneda

Mercer Global Advisors Inc.

Denver, CO

Rockwall, TX

Convington, LA

CRD 7038810

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-15
TX RA APPROVED 2023-02-28
CO RA APPROVED 2019-04-01
  • LA RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2023-02-28
  • CO RA
    APPROVED
    Since 2019-04-01

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

2095 Summer Lee Drive Suite M200, Rockwall, TX 75032 • United States

100 Typer Square No.6, Convington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Colorado, Boulder Boulder CO 08/2014 05/2018
Foothills Moving & Storage, Llc Boulder CO 04/2015 10/2018
Mercer Global Advisors Inc. Denver CO 10/2018 11/2022
Mercer Global Advisors Inc. Rockwall TX 11/2022 01/2024
Mercer Global Advisor Inc. Rockwall TX 01/2024 Present
  • 08/2014 → 05/2018
    University Of Colorado, Boulder
    Boulder, CO
  • 04/2015 → 10/2018
    Foothills Moving & Storage, Llc
    Boulder, CO
  • 10/2018 → 11/2022
    Mercer Global Advisors Inc.
    Denver, CO
  • 11/2022 → 01/2024
    Mercer Global Advisors Inc.
    Rockwall, TX
  • 01/2024 → Present
    Mercer Global Advisor Inc.
    Rockwall, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-01
  • S65 Uniform Investment Adviser Law Examination
    2019-04-01
Designations
  • Certified Financial Planner

View on SEC IAPD

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