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Colleen Inez Hale

LPl Enterprise, LLC

Mercer Island, WA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
WA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bellevue WA 10/2018 11/2024
M.B. Electric Llc Lacey WA 07/2018 08/2018
Holmes Electric Co. Kent WA 06/2018 07/2018
Mckinstry Co. Llc Seattle WA 09/2017 03/2018
H&M Electric Inc. Maryville WA 07/2017 09/2017
Sequoyah Electric Llc Redmond WA 04/2017 06/2017
Prime Electric Inc. Bellevue WA 02/2017 04/2017
Sasco Electric Inc. Woodenville WA 10/2016 01/2017
Prime Electric Inc. Bellevue WA 05/2016 09/2016
Lpl Enterprise, Llc Mercer Island WA 11/2024 Present
  • 10/2018 → 11/2024
    Pruco Securities, Llc.
    Bellevue, WA
  • 07/2018 → 08/2018
    M.B. Electric Llc
    Lacey, WA
  • 06/2018 → 07/2018
    Holmes Electric Co.
    Kent, WA
  • 09/2017 → 03/2018
    Mckinstry Co. Llc
    Seattle, WA
  • 07/2017 → 09/2017
    H&M Electric Inc.
    Maryville, WA
  • 04/2017 → 06/2017
    Sequoyah Electric Llc
    Redmond, WA
  • 02/2017 → 04/2017
    Prime Electric Inc.
    Bellevue, WA
  • 10/2016 → 01/2017
    Sasco Electric Inc.
    Woodenville, WA
  • 05/2016 → 09/2016
    Prime Electric Inc.
    Bellevue, WA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Mercer Island, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-15
  • S66 Uniform Combined State Law Examination
    2018-05-15

View on SEC IAPD

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PETER JOHN WATSON
BRADLEY JOSEPH KNUFFKE
DAVID MEEKS
Jamey Watson
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Other Offices

DLK INVESTMENT ADVISORS, LLC · MERCER ISLAND, WA
ACT SECURITIES, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
PURE FINANCIAL ADVISORS, LLC · Mercer Island, WA
MUTUAL ADVISORS, LLC · Mercer Island, WA
MEGG INVESTMENT, LLC · MERCER ISLAND, WA
S. R. SCHILL & ASSOCIATES, INC. · MERCER ISLAND, WA

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