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Rubab Muzaffar

Principal Securities, Inc.

Des Moines, IA

Corona, CA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-31
  • CA RA
    APPROVED
    Since 2025-01-31

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Corona, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 10/2018 01/2021
Td Bank Denville NJ 08/2016 02/2018
Macys Inc. Paramus NJ 03/2015 12/2017
Rutgers-The State University Of New Jersey Newark NJ 09/2012 01/2017
Unemployed Corona CA 02/2018 10/2018
Goldman Sachs & Co. Llc Irvine CA 01/2021 04/2023
Principal Life Insurance Company Corona CA 01/2025 Present
Principal Securities, Inc. Corona CA 01/2025 Present
Unemployed Corona CA 04/2023 01/2025
  • 10/2018 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 08/2016 → 02/2018
    Td Bank
    Denville, NJ
  • 03/2015 → 12/2017
    Macys Inc.
    Paramus, NJ
  • 09/2012 → 01/2017
    Rutgers-The State University Of New Jersey
    Newark, NJ
  • 02/2018 → 10/2018
    Unemployed
    Corona, CA
  • 01/2021 → 04/2023
    Goldman Sachs & Co. Llc
    Irvine, CA
  • 01/2025 → Present
    Principal Life Insurance Company
    Corona, CA
  • 01/2025 → Present
    Principal Securities, Inc.
    Corona, CA
  • 04/2023 → 01/2025
    Unemployed
    Corona, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-09-27
S65 Uniform Investment Adviser Law Examination 2019-03-22
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27
  • S65 Uniform Investment Adviser Law Examination
    2019-03-22
Other Names
  • Rubab Zafar
  • Rubab Zafar

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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