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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-05-22 |
| TX | RA | APPROVED | 2023-05-22 |
Branch Locations
9855 W. Remington Place, Littleton, CO 80128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 10/2018 | 07/2020 |
| Unemployed | Denver | CO | 04/2016 | 09/2018 |
| Robinhood Financial, Llc | Denver | CO | 08/2020 | 08/2022 |
| J.P. Morgan Securities Llc | Boulder | CO | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Boulder | CO | 05/2023 | Present |
| Unemployed | Denver | CO | 09/2022 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-18 |
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