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David Michael Cleveland

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-27
TX RA APPROVED 2025-10-27
  • NY RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED
    Since 2025-10-27

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

185 Broadway Ste 1, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2018 11/2022
J.P. Morgan Chase Bank, N.A. New York NY 10/2018 11/2022
The Rock Health And Fitness Club Astoria NY 08/2017 10/2018
Converse, Inc. New York NY 08/2016 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hempstead NY 11/2022 10/2025
Bank Of America, N.A. West Hempstead NY 02/2023 10/2025
Wells Fargo Clearing Services, Llc New York NY 10/2025 Present
  • 10/2018 → 11/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2018 → 11/2022
    J.P. Morgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → 10/2018
    The Rock Health And Fitness Club
    Astoria, NY
  • 08/2016 → 06/2018
    Converse, Inc.
    New York, NY
  • 11/2022 → 10/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Hempstead, NY
  • 02/2023 → 10/2025
    Bank Of America, N.A.
    West Hempstead, NY
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-15
S63 Uniform Securities Agent State Law Examination 2019-02-27
  • S66 Uniform Combined State Law Examination
    2023-03-15
  • S63 Uniform Securities Agent State Law Examination
    2019-02-27
Other Names
  • David Michael Cleveland
  • David Cleveland
  • David M Cleveland
  • David Michael Cleveland
  • David Michael Cleveland

View on SEC IAPD

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