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200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-23 |
| NC | RA | APPROVED | 2022-11-21 |
Branch Locations
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Oak Ridge, NJ • United States
4131 Parklake Ave Suite 500, Raleigh, NC 27612 • United States
Leland, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Locations Xx Inc | Tinton Falls | NJ | 12/2016 | 09/2018 |
| Mountain Creek | Vernon | NJ | 12/2014 | 11/2016 |
| Ey/Tapfin | Secaucus | NJ | 10/2018 | 01/2021 |
| Ey/Tapfin | Secaucus | NJ | 09/2018 | 10/2018 |
| Ey | Secaucus | NJ | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-19 |
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