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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-05
  • NJ RA
    APPROVED
    Since 2019-02-05

Branch Locations

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ey Tampa FL 10/2013 10/2018
Ey Secaucus NJ 11/2018 Present
  • 10/2013 → 10/2018
    Ey
    Tampa, FL
  • 11/2018 → Present
    Ey
    Secaucus, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-23
  • S65 Uniform Investment Adviser Law Examination
    2004-01-23
Designations

View on SEC IAPD

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