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Nicholas Farkas

Ernst & Young Investment Advisers LLP

Secaucus, NJ

Tysons, VA

Harrisonburg, VA

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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-11
NJ RA APPROVED 2019-04-01
  • VA RA
    APPROVED
    Since 2024-06-11
  • NJ RA
    APPROVED
    Since 2019-04-01

Branch Locations

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

1775 Tysons Boulevard, Tysons, VA 22102 • United States

Harrisonburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tapfin/Ey Secaucus NJ 02/2019 07/2021
The Washington House Basking Ridge NJ 02/2016 02/2018
Northwestern Mutual Morristown NJ 02/2018 05/2018
The Washington House Basking Ridge NJ 09/2018 02/2019
Montclair State University Basking Ridge NJ 09/2016 06/2018
Ey Secaucus NJ 07/2021 06/2024
Ey Harrisonburg VA 06/2024 Present
  • 02/2019 → 07/2021
    Tapfin/Ey
    Secaucus, NJ
  • 02/2016 → 02/2018
    The Washington House
    Basking Ridge, NJ
  • 02/2018 → 05/2018
    Northwestern Mutual
    Morristown, NJ
  • 09/2018 → 02/2019
    The Washington House
    Basking Ridge, NJ
  • 09/2016 → 06/2018
    Montclair State University
    Basking Ridge, NJ
  • 07/2021 → 06/2024
    Ey
    Secaucus, NJ
  • 06/2024 → Present
    Ey
    Harrisonburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2019-03-18
Designations
Other Names
  • Nick Farkas
  • Nicholas A Farkas
  • Nicholas Austin Farkas

View on SEC IAPD

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ERNST & YOUNG INVESTMENT ADVISERS LLP · SECAUCUS, NJ
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