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Christopher J Nickoloff

The Mather Group, LLC

Nashville, TN

Chicago, IL

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-22
  • TN RA
    APPROVED
    Since 2023-09-22

Branch Locations

105 Continental Place Suite 110, Nashville, TN 37027 • United States

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Partners Nashville TN 09/2014 11/2017
The Mather Group, Llc Chicago IL 05/2023 Present
Safe-T-Cover Nashville TN 11/2017 10/2021
Peterson Tool Company Nashville TN 10/2021 02/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-21
S66 Uniform Combined State Law Examination 2008-04-10
S63 Uniform Securities Agent State Law Examination 2005-12-22
  • S65 Uniform Investment Adviser Law Examination
    2023-09-21
  • S66 Uniform Combined State Law Examination
    2008-04-10
  • S63 Uniform Securities Agent State Law Examination
    2005-12-22
Other Names
  • Chris Nickoloff

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
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