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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-07-18 |
Branch Locations
55 Shuman Blvd Ste 600, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2005 | Present |
| Northwestern Mutual Investment Services, Llc | North Aurora | IL | 04/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. 51 % OWNER OF SIEGFRIED DEVELOPMENT GROUP LLC, FOR DEVELOPMENT OF RESIDENTIAL AND COMMERCIAL REAL ESTATE. 2. CONTROLING OWNERSHIP OF THE HARRIS BANK LAND TRUST. 1225 ROOSEVELT RD WEST CHICAGO IL 60185. ONLY FAMILY MEMEBERS ARE INVOLVED. 5 HRS/MONTH. INVESTMENT RELATED.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 3. GENERAL CHAIR, ROMAN CATHOLIC DIOCESE OF ROCKFORD, ILLINOIS, 555 COLMAN CENTER DRIVE, ROCKFORD, , ILLINOIS, 61108, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/04/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSIST AND ADVISE BISHOP MALLOY AND DIOCESAN LEADERS WITH OVERSEEING AND STRATEGIZING ON THE 2025-2027 CAPITAL CAMPAIGN. NON INVESTMENT RELATED. 4. INTEGRATED MANAGEMENT PARTNERS, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/15/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. ADRIAN UNLIMITED, LEGAL ENTITY, START DATE: 12/15/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-09 |
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