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Santiago Arreola Marcial

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Brea, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-01
CA RA APPROVED 2019-04-05
  • TX RA
    APPROVED
    Since 2021-04-01
  • CA RA
    APPROVED
    Since 2019-04-05

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 11/2018 Present
Instacart Oakland CA 04/2018 11/2018
Unemployed Oakland CA 09/2017 03/2018
Farmers And Merchants Bank Of Central California Walnut Creek CA 06/2015 08/2017
  • 11/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 04/2018 → 11/2018
    Instacart
    Oakland, CA
  • 09/2017 → 03/2018
    Unemployed
    Oakland, CA
  • 06/2015 → 08/2017
    Farmers And Merchants Bank Of Central California
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-04
  • S66 Uniform Combined State Law Examination
    2019-04-04
Other Names
  • Santiago Arreola
  • Santiago A Marcial

View on SEC IAPD

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