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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carolon Rentals | Harrisburg | SD | 05/2017 | 08/2017 |
| Augustana University | Sioux Falls | SD | 08/2013 | 05/2018 |
| Weisser Distributing | Tea | SD | 02/2018 | 05/2018 |
| Unemployed | Denver | CO | 06/2018 | 09/2018 |
| Jpmorgan Chase Bank (Co) | Denver | CO | 10/2018 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-12 |
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