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Maria T Pietropaolo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
NY RA APPROVED 2023-07-14
  • TX RA
    APPROVED
    Since 2023-08-15
  • NY RA
    APPROVED
    Since 2023-07-14

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie NY 05/2022 Present
Focused Wealth Management Newburgh NY 10/2018 02/2022
Paloma Partners Greenwich CT 09/2017 10/2018
H.I.G. Capital New York NY 05/2016 08/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-13
  • S66 Uniform Combined State Law Examination
    2023-07-13
Other Names
  • Maria Scuadroni
  • Maria Theresa Pietropaolo
  • Maria Palermo

View on SEC IAPD

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Other Offices

ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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