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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-27 |
| CA | RA | APPROVED | 2025-09-18 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 10/2018 | 03/2021 |
| Southwest Securities | Beijing | 09/2013 | 02/2018 | |
| Unemployed | Los Angeles | CA | 02/2018 | 10/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2018 | 03/2021 |
| Laidlaw & Company | Pasadena | CA | 03/2021 | 09/2025 |
| Laidlaw Wealth Management | Pasadena | CA | 03/2021 | 09/2025 |
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 09/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
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