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Lutfi Pocesta

Northwestern Mutual Investment Services, LLC

New York, NY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-28
  • NY RA
    APPROVED
    Since 2024-08-28

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.C Prestige Construction Staten Island NY 06/2013 08/2021
Laidlaw And Company New York NY 10/2018 01/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2021 08/2022
Douglas Keller New York NY 08/2022 Present
Northwestern Mutual Investment Services Llc New York NY 09/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
  • 06/2013 → 08/2021
    A.C Prestige Construction
    Staten Island, NY
  • 10/2018 → 01/2019
    Laidlaw And Company
    New York, NY
  • 10/2021 → 08/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2022 → Present
    Douglas Keller
    New York, NY
  • 09/2023 → Present
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-27
  • S66 Uniform Combined State Law Examination
    2024-08-27

View on SEC IAPD

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