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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 10/2018 | 08/2024 |
| First Derivatives Plc | New York | NY | 07/2018 | 09/2018 |
| Stevens Institute Of Technology | Hoboken | NJ | 08/2014 | 05/2018 |
| American Savings Bank | Aira | HI | 01/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Aira | HI | 01/2025 | Present |
| Unemployed | Honolulu | HI | 08/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-26 |
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