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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-28
NY RA APPROVED 2022-07-28
  • NJ RA
    APPROVED
    Since 2022-07-28
  • NY RA
    APPROVED
    Since 2022-07-28

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Street Aka 601 Lexington Ave, New York, NY 10022 • United States

Citi Retail Banking 164 Canal Street, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kct & Associates Inc New York NY 09/2016 10/2016
Jpmorgan Chase Bank N.A. New York NY 11/2016 09/2018
Jpmorgan Securities Llc New York NY 09/2018 04/2021
Hsbc Securities (Usa) Inc. New York NY 05/2020 02/2022
Hsbc Bank Usa, N.A. New York NY 05/2021 02/2022
Wells Fargo Clearing Services, Llc New York NY 02/2022 07/2022
Wells Fargo Bank, Na New York NY 02/2022 07/2022
Citigroup New York NY 07/2022 Present
  • 09/2016 → 10/2016
    Kct & Associates Inc
    New York, NY
  • 11/2016 → 09/2018
    Jpmorgan Chase Bank N.A.
    New York, NY
  • 09/2018 → 04/2021
    Jpmorgan Securities Llc
    New York, NY
  • 05/2020 → 02/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 05/2021 → 02/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 02/2022 → 07/2022
    New York, NY
  • 02/2022 → 07/2022
    Wells Fargo Bank, Na
    New York, NY
  • 07/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
S63 Uniform Securities Agent State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2022-04-26
  • S63 Uniform Securities Agent State Law Examination
    2019-02-01
Other Names
  • Monroe Zhang

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