Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-15
  • TX RA
    APPROVED
    Since 2021-11-15

Branch Locations

5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 09/2018 09/2020
Troon Properties Llc Houston TX 06/2016 02/2017
Baldwin-Mcginnis Household Houston TX 02/2017 08/2017
Ignite Houston TX 08/2017 08/2018
Jp Morgan Chase Bank, N.A. Houston TX 09/2018 09/2020
Ameriprise Financial Services, Llc Houston TX 11/2021 Present
Alliance Of Community Assistance Ministries Houston TX 01/2021 10/2021
Unempolyed Houston TX 10/2020 01/2021
  • 09/2018 → 09/2020
    Houston, TX
  • 06/2016 → 02/2017
    Troon Properties Llc
    Houston, TX
  • 02/2017 → 08/2017
    Baldwin-Mcginnis Household
    Houston, TX
  • 08/2017 → 08/2018
    Ignite
    Houston, TX
  • 09/2018 → 09/2020
    Jp Morgan Chase Bank, N.A.
    Houston, TX
  • 11/2021 → Present
    Houston, TX
  • 01/2021 → 10/2021
    Alliance Of Community Assistance Ministries
    Houston, TX
  • 10/2020 → 01/2021
    Unempolyed
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2018-12-12
Other Names
  • Rose H Farrar
  • Rose Farrar

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor