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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-17 |
| CA | RA | APPROVED | 2025-05-12 |
Branch Locations
465 Hidden Valley Pkwy, Norco, CA 92860 • United States
2601 Green River Rd Ste J, Corona, CA 92882 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Orange | CA | 09/2018 | 03/2021 |
| Jpmorgan Chase Bank, N.A. | Orange | CA | 09/2018 | 03/2021 |
| Express Capital Funding | Anaheim | CA | 05/2018 | 09/2018 |
| D&C Distributors | Corona | CA | 05/2018 | 05/2018 |
| Beyond Advertising | Riverside | CA | 03/2018 | 04/2018 |
| Bank Of America Corp. | Chino Hills | CA | 10/2016 | 02/2018 |
| National Servicing Center | Santa Ana | CA | 10/2014 | 09/2016 |
| J.P. Morgan Securities Llc | Brea | CA | 03/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Brea | CA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-22 |
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